A Sad Story Of Regulators Simultaneously Doing Too Much And Too Little | Ulmer & Berne LLP
Not too long ago, a single, small BD experienced a bizarre combination of regulatory overzealousness and regulatory indifference, by the SEC and FINRA, respectively. These things, sadly, happen all the time, but what happened to this unfortunate firm presents an excellent case study in regulators who simply do not wield their considerable prosecutorial discretion in any sort of fair, or predictable, fashion.
Let’s start with FINRA. Spartan Securities Group was – notice the portentous use of the past tense here – a very small BD in Florida with a modest retail business, but also with a niche business in filing Forms 211, i.
Contact Michael Bloomberg (2024) Email, Address, Agent, Manager, Publicist
Get Instant Access to our Private Online Database of 59,000+ celebrities, influencers & public figures with full contact information including verified email addresses & phone numbers.
📩 What is Michael Bloomberg’s email? Email Michael Bloomberg on his Official Site or mike@mikebloomberg.com, mbloomberg@bloomberg.net, or communications@bloomberg.org (Bloomberg Philanthropies Media/Press/Public Relations).
🤝 How do I meet Michael Bloomberg? Meet Michael Bloomberg at one of his book signings, movie/TV show premieres, live events, meet-and-greets, or bidding on a charity auction.
How to Get Ex Diris Catalyst in Destiny 2
Here's how to get the Ex Diris Catalyst in Destiny 2. First Published August 24, 2023, 06:48 The Ex Diris is a new Arc Exotic Grenade Launcher in Destiny 2 Season of the Witch. Aside from its striking Hive-inspired appearance, Exi Diris also boasts unique perks that make it a one-of-a-kind exotic weapon.
Like most seasonal exotics in Destiny 2, the Ex Diris also comes with a catalyst that makes it even more deadly.
It has been 20 years since the Angels' biggest collapse
It was 20 years ago this week that Gary DiSarcina, then an All-Star shortstop for the Angels, suffered a torn ligament in his left thumb sliding into second base against the Seattle Mariners, an injury that might have triggered one of baseball’s greatest collapses.
Though the Angels lost that day — Aug. 3, 1995 — they held an 11-game lead in the American League West, one they built by winning 17 of 20 games after the All-Star break.
Juice WRLDs manager hints at Fortnite collab coming soon
The manager of the late rapper Juice WRLD has hinted at a collaboration between the artist and Fortnite in the near future.
Fortnite has had a wide variety of collaborations with artists in the past, and it is looking like it will be adding Juice WRLD to that list. Peter Jideonwo, Juice WRLD’s manager, spoke about the possibility in a recent livestream on Instagram. While he gave no more information other than it was “coming soon,” it does appear that something could be in the works.
Lois Lowry Says 'The Giver' Was Inspired By Her Father's Memory Loss
The Giver By Lois Lowry Purchase BookPurchase close overlay Buy Featured Book TitleThe GiverAuthorLois Lowry Your purchase helps support NPR programming. How?
Amazon Independent Bookstores Just for a second, imagine a world without war, conflict or grief. Refreshing, right? But it's also a world without memory, at least in the premise of Lois Lowry's 1993 novel The Giver. The movie adaptation opened this week and stars Meryl Streep and Jeff Bridges.
Mack Leonard Bio, Age, Height, Parents, Boyfriend, NIL, Wiki
Mack Leonard is a senior softball player for the Florida State Seminoles (FSU) who is having an exceptional collegiate career. She is mainly known for her fierce pitching but on the other hand, she had some great achievements in batting as well. One of Mack’s standout performances occurred in a game against Florida, where she made a significant impact both as a pitcher and a batter.
She started the game with an RBI single to right field and followed it up by blasting a three-run home run, showcasing her power and precision at the plate.
Searching 'Chicken Soup' on Facebook Returns a Warning About Child Sexual Abuse?
Fact Check "Why has chicken soup come up as a child abuse alert on Facebook? I am confused," a social media user asked. Published Aug 15, 2023 Image Via Getty Images ");}else if(is_tablet()){slot_number++;document.write(" Advertisment:
");} Claim: Searching the phrase "chicken soup" on Facebook returned a warning about child sexual abuse, as of mid-August 2023.
In summer 2023, a rumor spread on social media that claimed searching the phrase "chicken soup" in Facebook's search engine returned a warning about child sexual abuse.
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The 3 Keanu Reeves Movie Roles That Johnny Depp Almost Played
Johnny Depp almost played three of Keanu Reeves' most memorable characters, and had he done so, Hollywood would be very different. Here's why.
Johnny Depp has turned down a bunch of movie roles for different reasons, but there are three that ended up being played by Keanu Reeves, and these were key in boosting his career. Johnny Depp’s acting career began in 1984 when he played Glen Lantz in Wes Craven’s A Nightmare on Elm Street, and even though he has appeared in movies from a variety of genres – such as the crime movie Donnie Brasco and the drama Chocolat –, he has become best known for playing “weirdos” and outcasts, mostly in his many collaborations with director Tim Burton.